Marketing & Sales

Securities, Commodities, and Financial Services Sales Agent Resume Example

Professional resume template and tips for Securities, Commodities, and Financial Services Sales Agent positions

Commodities BrokerEquity TraderStock BrokerBankerBusiness BankerCommodities TraderFinancial RepresentativeFinancial Services Representative

Pursuing a role as a Securities, Commodities, and Financial Services Sales Agent means you’re at the nexus of finance and client strategy. This guide provides a clear overview of the role, detailing the daily tasks of executing trades and monitoring markets alongside the specific technical tools, like Python, R, and Salesforce, you’ll need to master. We break down the critical soft skills, from persuasion to complex problem solving, and the core knowledge areas required to succeed. You’ll also find actionable tips for building a strong resume that showcases your analytical and sales acumen. Explore the sections below to prepare your application and start building your winning resume with Mokaru.

KATHERINE COOPER

Securities, Commodities, and Financial Services Sales Agent
katherine.cooper@email.com | +1 (555) 123-4567 | San Francisco, CA

Professional Summary

Securities Sales Agent with 8+ years executing trades for institutional clients. Secured €15M in new client assets by optimizing bid/offer spreads. Proficient in market monitoring with Salesforce and SAP for portfolio analysis.

Skills

Technical Skills: Microsoft Excel, Microsoft Office software, Microsoft Access, Oracle PeopleSoft, Salesforce software, SAP software
Soft Skills: Active Listening, Critical Thinking, Monitoring, Judgment and Decision Making, Reading Comprehension

Experience

Lead Securities, Commodities, and Financial Services Sales Agent
2021 - Present
Veridian Capital Markets
  • Spearheaded a strategic shift in commodity futures trading using advanced judgment and decision making, increasing portfolio returns by 18% over two fiscal years
  • Directed a team of 5 agents using Salesforce analytics to monitor emerging markets, securing $15M in new high-net-worth client assets
  • Leveraged persuasive speaking skills and C++ algorithmic models to design a new options trading strategy adopted firm-wide, boosting department revenue by 22%
Securities, Commodities, and Financial Services Sales Agent
2018 - 2021
Stratagem Financial Advisors
  • Owned client portfolio rebalancing projects using SAP software for critical market monitoring, consistently achieving optimal price execution for 50+ accounts
  • Collaborated with the research team to analyze securities data in Oracle PeopleSoft, presenting findings that influenced $8M in strategic bond purchases
  • Applied active listening and persuasion to cultivate key client relationships, resulting in a 30% increase in annual trading volume from my dedicated account group
Associate Securities, Commodities, and Financial Services Sales Agent
2016 - 2018
Apex Financial Solutions Group
  • Supported senior agents by maintaining accurate transaction records in Microsoft Excel, ensuring 100% compliance for over 200 monthly trades
  • Executed buy/sell orders under supervision while actively learning market principles, successfully managing a simulated $500K training portfolio
  • Assisted in monitoring live securities positions using Microsoft Office tools, providing timely updates that contributed to team decision-making processes

Education

Bachelor of Science
2011 - 2015
State University

Certificates

  • Series 7 - General Securities Representative
  • Chartered Financial Analyst (CFA)
  • Certified Financial Planner (CFP)

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What does a Securities, Commodities, and Financial Services Sales Agent do?

A Securities, Commodities, and Financial Services Sales Agent performs various tasks on a daily basis. Here are the core responsibilities you can expect in this role:

  • Make bids or offers to buy or sell securities.
  • Monitor markets or positions.
  • Agree on buying or selling prices at optimal levels for clients.
  • Keep accurate records of transactions.
  • Buy or sell stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers.

What skills do you need as a Securities, Commodities, and Financial Services Sales Agent?

Employers hiring for Securities, Commodities, and Financial Services Sales Agent positions look for candidates with a strong combination of technical and soft skills. Here are the most important skills to highlight on your resume:

Microsoft Excel
Microsoft Office software
Microsoft Access
Oracle PeopleSoft
Salesforce software
SAP software
C++
Oracle Java
Python
R

What knowledge areas are important for a Securities, Commodities, and Financial Services Sales Agent?

Beyond skills and tools, employers value candidates with deep knowledge in these areas. Consider highlighting relevant coursework, certifications, or experience:

Customer and Personal ServiceEconomics and AccountingEnglish LanguageMathematicsSales and MarketingComputers and ElectronicsAdministration and ManagementLaw and GovernmentAdministrativeCommunications and Media

How do I write a great Securities, Commodities, and Financial Services Sales Agent resume?

Creating an effective Securities, Commodities, and Financial Services Sales Agent resume requires focusing on what employers in the Marketing & Sales sector value most.

Use relevant keywords

ATS systems scan for specific terms. Include these keywords naturally throughout your resume:

MonitoringMicrosoft ExcelActive ListeningMicrosoft AccessCritical ThinkingOracle PeopleSoftMicrosoft Office softwareJudgment and Decision Making

Quantify your impact

When describing how you "make bids or offers to buy or sell securities", include metrics like percentages, team sizes, budgets, or project scope to demonstrate real results.

Showcase technical proficiency

Highlight hands-on experience with Microsoft Excel, Microsoft Office software, Microsoft Access and any customer and personal service certifications that validate your expertise.

Match the experience level

For Securities, Commodities, and Financial Services Sales Agent roles, employers typically expect usually requires a 4-year bachelor's degree. Highlight matching qualifications prominently at the top of your resume.

Example bullet points

Here are some strong bullet points you could adapt for your Securities, Commodities, and Financial Services Sales Agent resume:

  • Spearheaded a strategic shift in commodity futures trading using advanced judgment and decision making, increasing portfolio returns by 18% over two fiscal years
  • Directed a team of 5 agents using Salesforce analytics to monitor emerging markets, securing $15M in new high-net-worth client assets
  • Leveraged persuasive speaking skills and C++ algorithmic models to design a new options trading strategy adopted firm-wide, boosting department revenue by 22%

How to use AI to improve your Securities, Commodities, and Financial Services Sales Agent resume

AI tools like ChatGPT can be incredibly helpful when crafting your Securities, Commodities, and Financial Services Sales Agent resume. They can help you brainstorm achievements, rephrase bullet points for impact, identify missing keywords, and tailor your content to specific job descriptions.

However, AI is not perfect. Always proofread the output carefully. AI can sometimes make factual errors, use generic language, or miss the nuances of your specific experience. Think of AI as a helpful assistant, not a replacement for your own judgment.

AI Resume Prompt

Prompt

You are a senior recruiter with 15+ years of experience in technical hiring and resume optimization. You have reviewed thousands of resumes for Securities, Commodities, and Financial Services Sales Agent positions and know exactly what hiring managers and ATS systems look for.

Your task:
Analyze my resume for a Securities, Commodities, and Financial Services Sales Agent position and provide concrete, actionable feedback to maximize my chances.

Job description:
[paste the job description here]

Provide feedback on the following:

  1. Match analysis: Which requirements from the job description ARE and ARE NOT reflected in my resume?
  2. Quantification: Which bullet points lack concrete numbers/metrics? Provide examples of how I can rewrite them.
  3. Keywords: Which technical terms from the job description (such as Microsoft Excel, Microsoft Office software, Microsoft Access, etc.) are missing or could be more prominent?
  4. Impact statements: Rewrite my 3 weakest bullet points using the STAR format (Situation, Task, Action, Result)
  5. ATS optimization: What adjustments will increase my score in Applicant Tracking Systems?
  6. Priorities: Give me a top-5 of changes that will make the biggest difference, ranked by impact.

Be direct and critical - I want honest feedback, not compliments.

Why use Mokaru instead? At Mokaru, we have invested extensive research into our AI prompts and continuously update them based on recruiter feedback and ATS testing. Our AI resume builder handles the complexity for you: optimizing for ATS systems, matching job descriptions, and ensuring professional formatting, so you can focus on landing interviews.

Commodities Broker Resume Example

Looking for a Commodities Broker resume instead? The skills and experience are very similar to a Securities, Commodities, and Financial Services Sales Agent. Here is an example you can use as inspiration:

THOMAS FLORES

Commodities Broker
thomas.flores@email.com • +1 (555) 123-4567 • San Francisco, CA

Summary

Securities Sales Agent with 8+ years executing trades for institutional clients. Secured €15M in new client assets by optimizing bid/offer spreads. Proficient in market monitoring with Salesforce and SAP for portfolio analysis.

Skills

Technical: Microsoft Excel, Microsoft Office software, Microsoft Access, Oracle PeopleSoft, Salesforce software, SAP software
Professional: Active Listening, Critical Thinking, Monitoring, Judgment and Decision Making, Reading Comprehension

Experience

Veridian Capital Markets
2021 - Present
Lead Securities, Commodities, and Financial Services Sales Agent
  • Spearheaded a strategic shift in commodity futures trading using advanced judgment and decision making, increasing portfolio returns by 18% over two fiscal years
  • Directed a team of 5 agents using Salesforce analytics to monitor emerging markets, securing $15M in new high-net-worth client assets
  • Leveraged persuasive speaking skills and C++ algorithmic models to design a new options trading strategy adopted firm-wide, boosting department revenue by 22%
Stratagem Financial Advisors
2018 - 2021
Securities, Commodities, and Financial Services Sales Agent
  • Owned client portfolio rebalancing projects using SAP software for critical market monitoring, consistently achieving optimal price execution for 50+ accounts
  • Collaborated with the research team to analyze securities data in Oracle PeopleSoft, presenting findings that influenced $8M in strategic bond purchases
  • Applied active listening and persuasion to cultivate key client relationships, resulting in a 30% increase in annual trading volume from my dedicated account group
Apex Financial Solutions Group
2016 - 2018
Associate Securities, Commodities, and Financial Services Sales Agent
  • Supported senior agents by maintaining accurate transaction records in Microsoft Excel, ensuring 100% compliance for over 200 monthly trades
  • Executed buy/sell orders under supervision while actively learning market principles, successfully managing a simulated $500K training portfolio
  • Assisted in monitoring live securities positions using Microsoft Office tools, providing timely updates that contributed to team decision-making processes

Education

State University
2011 - 2015
Bachelor of Science

Certifications

  • Series 7 - General Securities Representative
  • Chartered Financial Analyst (CFA)
  • Certified Financial Planner (CFP)

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